Overview
This imprint provides key company information, regulatory references, and disclosures for Oppenheimer Asset Management Inc. (OAM).
Information on this website is provided for general informational purposes and may be updated without prior notice.
Company details
For official correspondence or client service inquiries, please use the contact details listed above.
Registration and identifiers
- SEC Registration No.: 801-31427
- CRD Number: 105559
- Regulatory memberships: SEC, FINRA, SIPC (for applicable entities)
OAM is registered with the U.S. Securities and Exchange Commission as an investment adviser. Certain services may be delivered by affiliated entities subject to their own licenses and oversight.
Core services
OAM provides investment advisory services and related solutions for individuals, institutions, and financial advisors.
- Investment Advisory — discretionary and non-discretionary portfolio management; wrap fee programs.
- Asset Allocation — custom portfolio design based on client goals and risk tolerance.
- Markets & Capabilities — asset management, financial planning, private market opportunities.
Services are subject to applicable legal, regulatory, and contractual requirements and may vary by jurisdiction.
Affiliates and related entities
Oppenheimer Asset Management Inc. operates within the Oppenheimer group and may reference affiliated entities for custody, brokerage, or specialized services where appropriate.
- Oppenheimer Holdings Inc. — parent company; global financial services firm.
- Oppenheimer Investment Management LLC — wholly-owned; investment adviser.
- Oppenheimer & Co. Inc. — broker-dealer.
- Oppenheimer Trust Company of Delaware Inc. — trust & custody services.
- OPY Credit Corp. — loan trading.
- Freedom Investments, Inc. — discount brokerage.
- Oppenheimer Europe Ltd.; Oppenheimer Investments Asia Limited — global brokerage affiliates.
References to affiliates do not imply that all services are provided by OAM. Each entity is responsible for its own products and services under applicable regulations.
Legal notices
This website does not constitute an offer to sell or a solicitation of an offer to buy any security or investment product. Past performance is not indicative of future results.
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